กล่าวมี ดังนี้      1. การยอมรับหลักสูตร : ผู้ที่สอบผ่านหลักสูตรการทดสอบความรู้ทางธุรกิจ (“product knowledge”) ในประเทศตน สามารถนำผลการทดสอบนั้นไปใช้แทนการทดสอบ

nature and complexity through appropriate training and participation; • understanding of professional standards and applicable legal and regulatory requirements; • technical knowledge and expertise

within thirty days from the date of appointment. The rules shall at least require specific information concerning knowledge and experience of the experts to be nominated which are beneficial to the

The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the

” seminar’s morning session involved a lecture given by, SEC Deputy Secretary-General Sirivipa Supantanet, to provide knowledge about the capital market which can be accessed by business operators and

increasing the speed and caution for the enforcement process as well as promoting cooperation for human resources development, sharing of knowledge and technological know-how to ensure justice in the

aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create

The objective of the project, which is organized for the second year in continuation from 2022, is to give financial support for development of necessary knowledge and skills for women, who have

personnel related to the capital market or supervision of the capital market, 3) enhance knowledge and understanding about the capital market, investments and capital market development for investors

had to pay redundant expenses without the knowledge of the undisclosed information of such conflicts of interest, both before and after investing in such foreign funds;                (3)  failing to