executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or executive in a securities issuing company or a
Offering of Equity Instruments, Governance of Securities Issuing Companies and Business Takeovers Experiences Legal Specialist of Takeover Panel, the Office of the Securities and Exchange Commission
Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on
1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241
The SEC has banned Mr. Chitchai from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil
penalty of 500,000.00 Baht The SEC has banned Mr. Pranay Kothari from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act
penalty of 500,000.00 Baht The SEC has banned Mr. Manish Gupta from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act (before
serving as a director or executive in a securities issuing company between 30/07/2019 and 29/07/2029 - a bar from serving as a director or executive in a securities company
1,000,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 23/07/2021 and 22/09/2022 - a bar from