บริหารธุรกิจบัณฑิต (การจัดการเชิงปริมาณ) จุฬาลงกรณ์มหาวิทยาลัย คุณวุฒิวิชาชีพทางการเงินและการลงทุนระดับสากล (Chartered Financial Analyst : CFA) ผู้ตรวจสอบภายในวิชาชีพรับอนุญาตสากล (Certified Internal Auditor
the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal
B.E. 2562 (2019). In this regard, we have studied, acknowledged and understood the SEC Office’s Personal 2 Data Protection Policy for internal administration available at the SEC Office’s website as
] phanchul Typewriter [Input cancellation date] 2 Data Protection Policy for internal administration available at the SEC Office’s website as well as the methods the SEC Office use to collect, use and disclose
technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In case of inspection by an
inspection of information technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In
(3) {K}, who neglected inspection and failed to comply with the bank's internal control system, causing the suspicious issues in the dishonest acts to evade inspection. The SEC has therefore banned the
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements