information. Nattha Rungwong used rumors or news pieces that had yet to be confirmed by reliable, related parties as a basis for his advisory comments such as rumors of big lot purchases of certain
money into her own banking account, claiming the objective of subscribing certain securities that was not even issued for sale at the time; 2. Deceiving a client to transfer money into a banking
the preparation of projects for innovation testing and development would be amended to allow entrepreneurs with useful innovations to provide their products or services to customers under certain
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
introduced into the market to facilitate transactions such as the issuance of securities, real estate investment trusts (REITs) as well as securitized products.The new regulations will not only remove certain
Thai Agencies Public Company Limited (TTA), a group of investors has claimed to (1) have collectively purchased approximately 30 percent of TTA shares, (2) expressed the intention to change certain
financial products. To be eligible, those juristic persons must meet certain requirements, including (1) not being commercial banks, life insurers or securities companies which are already qualified for LBDU
products have comparable characteristics. However, certain stipulations are different. For example, unlike conventional bonds, juristic persons established under specific laws will be allowed to issue Sukuk