revenues from medical services decreased compared to the 9 months period of prior year from 106.77 % to 100.92 % in the 9 months period of 2017, presenting the improvement on cost of service management
) printed documents containing the same information as the draft prospectus submitted to the SEC Office and presenting the following statements on the outside front cover page of the document thereof: (a) the
prohibited characteristics of the similar case in the past; (d) the intention to violate or failure to comply with the relevant law, rules or related regulations; (e) other posterior behaviors such as giving
advisory service" means giving advice in the normal course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those securities or
giving for the elderly and convalescence), jointly setting up a new company, namely, Siri Arun Wellness Co., Ltd. Details of subsidiary: Name : Siri Arun Wellness Co., Ltd. Registration Date : Within
without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that