will invest in digital assets and to be aware that the supervision and regulation thereof by government agencies can partially reduce risks, such as the risk of being deceived and being taken advantage
complaint and their assets were frozen. This is the SEC?s first asset freeze order upon the wrongdoers and expected to be taken again, when appropriate, to suppress wrongdoings. Besides, the SEC is in the
gathered from the survey will be taken into account in determining appropriate amendments.
, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect
expressed support for the proposed principles and amendments, and some also provided recommendations to enhance this proposal.In drafting the amendments of relevant regulations, the SEC has taken the
timeframe for the preparation and disclosure of PVD factsheet should be consistent in practice across all asset management companies (AMC). The SEC has taken the public’s recommendations into consideration
SEC Thailand has consecutively taken part in this global event since 2017, reflecting our organization’s dedication to enhance the public’s capital market investment knowledge and digital financial
? are also taken legal actions against. However, the seven offenders and their juristic person representatives have evaded the arrest and are now being pursued for case proceedings.
, misappropriating and defrauding client assets, and performing duties unethically. The revocation has taken effect since September 15, 2007. According to the SEC findings, Siwakorn?s misconducts against
amendments. The SEC has taken the public and stakeholders’ comments and recommendations into consideration. On 15 August 2023, the SEC Board Meeting No. 13/2566 approved the proposed amendments in