party. 3 Clause 7 The management company may use the asset of the infrastructure mutual fund as collateral under loan agreement as prescribed in this Notification. Clause 8 This Notification shall come

customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and call for collateral

call for collateral, including undertake the securities lending for completion of securities sales under the rules prescribed by Notification of the Office. Clause 5. Prior to undertaking a short sale of

?FILEID=dat/news/201707/17058029.pdf 6086pe.doc representative (if any); (2) information pertaining to ability to repayment and the source of income used for repayment as well as collateral in case of any

securities trading, for example, client investment limits, consideration of collateral quality, and prohibition of Non-Voting Depositary Receipt (NVDR) investment by Thai entities. The SEC has also

liabilities), plus assets required as collateral for derivatives business, not lower than the specified ratio; (3) Net Capital for the Digital Asset Segment for those also operating digital asset businesses

suspended from trading on the SET since 12 January 2017. This incident, however, worked for Wichai's benefit because his IFEC shares of more than 57.46 million used as the collateral for the his margin

collateral placement for a client's KTB securities trading account. Panadda was responsible for the said trading account and she also had a personal relationship with the client who was the account owner. She

and period of time. Clause 33 In the case of secured bonds, whether the collateral of such bonds is provided at the time of making an offer for sale of such bonds or thereafter, the collateral of such

Baht when compared to December 31, 2018 was 3,052.46 Million Baht. It was decline from bank deposits that are pledged as collateral 15.20 Million Baht, available-for-sale investments decreased 126.83