or offering existing ones by shareholders, under the quota granted by the Bank of Thailand; 1.3       Foreign issuers are required to primarily comply with the regulations of their home regulator and

the existing lines after the concession expires and in the three extended lines.From the information gathered by the SEC so far, nothing indicates that the charges pressed by the DSI involve with the

line with  SEC policy which aims to promote innovations and new and existing operators to have technology and innovations to service in capital markets. And this year’s project is more special than the

In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect since 14 May 2018, allows existing digital asset business operators who submit their requests to SEC within

initiated. This project encourages both existing and new business operators to provide more integrated financial advice and planning (wealth advice) service to general investors with investable assets not

@sec.or.th. The public hearing ends on 17 February 2021.  __________________________Remark: Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and

Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator

make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light

digital media production business, create new business opportunities, expand the existing business, and help to manage costs and expenses of the production department more efficiently, etc.  However, the

The MoU strengthens the existing relationship between the UK and the SEC, formalising collaboration in areas including accounting standards; the development of Financial Technology (FinTech) to