related to selling, repurchasing and redeeming units of foreign collective investment scheme under this Notification, the SEC Office may order the securities company to amend, act or omit to act in any way
Office immediately in case an oversea branch office was sanctioned or given an order to act or omit to act, by foreign capital market regulator or foreign authority of the country where such branch office
examined by the SEC Office. (4) report to the SEC Office immediately in case an oversea branch office was sanctioned or given an order to act or omit to act, by foreign capital market regulator or foreign
; (4) act or omit to act within the specified period of time, in order to make investors decide or review the decision to invest in [units] on complete, correct, real and not mislead information; Clause
with stipulated rules. In this regard, the SEC Office may require the Institute of Appraisal Profession to amend any action, act or omit from any action as deemed appropriate within stipulated period
or omit any other action as prescribed by the SEC Office to ensure that the intermedairy will be able to regain the maintenance of capital in accordance with the Notification concerning Maintenance of
operation of such business as usual; (2) give a written notice of the suspension of business under (1) to the clients without delay; (3) take or omit any other action as prescribed by the SEC Office to ensure
this Notification or has improper conducts, the SEC Office may order such person to rectify, act or omit from any act for compliance with this Notification. Clause 10 All notifications of the Office of