/training is covered in the appraisal process? 11 How do the firm’s trainings and/or communications covers emerging issues such as new TFRSs, TASs, TSAs, Ethical Standards and other emerging issues and
, transparently and with integrity to promote investors? best interest and the indutry?s sustainable growth. Actually, ethical investment and professional standards have always been an integral part of investment
) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties
, CalPERS publishes its own sustainability report1 and our engagement guidelines in our Global Governance Principles. Investor inquiries can be a tremendous advantage to companies. They serve as a vital early
investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's
was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under
helps mitigate risks, turn crisis into competitive advantage and create sustainable growth. This is in line with the government’s policy on promoting the development of SMEs, startups as well as their
the TIP share price to gain an unfair advantage by selling TIP shares to avoid a loss from the reduction of the share price.The nonpublic information material to the TIP price was the fact that TIP had
tender offer for acquisition of all MAKRO shares at the same price. The individuals from (1) to (4) took advantage of the material, non-public information which some of them had learned while working in
will invest in digital assets and to be aware that the supervision and regulation thereof by government agencies can partially reduce risks, such as the risk of being deceived and being taken advantage