act as the loss buffer. The position risk calculation with respect to general market risk and specific risk for various investment including equities, debt instruments, and investment units will be
unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT Sunhub Mining International (SMI), an associated company, and share of loss of investment in SMI
and Q1/2014 financial statements respectively due to limitation on their scope of audit/review. Accordingly, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to
information between work units and personnel of the securities company . In this regard, there shall be at least measures for preventing an access to insider information of a securities issuer between the work
personnel of the securities company. In this regard, there shall be at least measures for preventing an access to insider information of a securities issuer between the work units and personnel who have an
. In this regard, the securities company shall set out rules on seeking and granting of approval in writing. Clause 15 In cases where a securities company finds that an investor contact may violate or
company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company. In this regard, the
newly ordinary shares at the par value of THB 1 per share. In this regard, please refer to more details in the Capital Increase Form (F 53-4) (Enclosure 1) 2. Approve to propose to the shareholders
with the following criteria: (1) with respect to the securities to be offered for sale or allocated to the directors, if such securities are to be offered for sale or allocated to the directors in their