appropriate. Chapter 3 Powers of the SEC Office ________________________ Clause 61 Repealed. Clause 7 In case a certain fact appears to the SEC Office leading to any of the following reasonable suspicions, the
account opening and entering into the agreement with the client in writing , which shall contain sufficient measures to ensure that the client is the same person as the one appears on the application
appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange
financial advisor on the approved list of the SEC Office. “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders
foreign investment that may enter into the Thai AMC business, which arises the competition in the market. 2.4 The company has estimated the impact of the Land and Building Tax Act that impose specifically
shall be revised and updated at least every year. (2) in cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is
every year. (2) in cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information
name appears in the Office’s approved list. The company shall pay an application fee in the amount specified in the notification of the Securities and Exchange Commission governing determination of
Comp was THB 1,4 idding proce eemed it appr ion of the Bo amend, cha to the biddin a change of f it appears th ocess for any shall also be y mean to a d that the b evant sale co ng process. a sale or tra