Clause 4 as the first category of prohibited characteristics; (2) having any record of deceitful, fraudulent or dishonest management of assets as specified by Clause 5 as the second category of prohibited
stocks during the pre-opening of each trading session Tanakorn Likitapiwat Chi Chih Huang (David) Sirimon Treepongkaruna Christine X. Jiang SEC Capital Market Symposium 2023 29 November 2023 1 Trading
Slide 1 Geopolitical Risk and Firm Value: Evidence from Emerging Markets SEC Capital Market Symposium 2023 29th November 2023 Sasin Pringpong Sakkakom Maneenop Anutchanat Jaroenjitrkam Disclaimer
สนใจสามารถรับชมการนำเสนอผลการศึกษาชิ้นนี้ได้ในงาน สัมมนาวิชาการ SEC Capital Market Symposium 2023 ในวันที่ 29 พฤศจิกายน 2566 ผ่านการถ่ายทอดสดทาง Facebook Live ได้ที่เพจ “สำนักงาน กลต.” หรือติดตามงาน
of whether the sentence has been suspended and have been discharged for a period of less than three years after being sentenced in the offences of fraudulent or dishonest management relating to
dishonest, deceitful or fraudulent acts against assets; (b) managing work in violation of law or in contrary to the order of the regulator, or managing or administering work inappropriately; (c) acting in
complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale
such person or any other law relating to financial business, both of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control
business, both of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or
complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale