. Under the program, securities companies and their appointed agents must have in place internal mechanism for dispute settlement where clients can file their complaints for unsatisfactory services. If the
Company Limited. (Enclosure 3) Also that the Board of Directors, the Executive Committee or any person designated by the Board of Directors or the Executive Committee is authorized to determine the terms
Officer on Rules and Practices regarding Currency Exchange (No. 26), and ForKorNgor. (21) Wor.47/2560 Re: Issue of Notification on Foreign Exchange Payment Transactions with Designated Person, in accordance
fund management; “fund scheme” means a mutual fund investment scheme; “obligation” means the obligation between the unit holders and the management company; “selling agent” means a person who is assigned
of Information and Periods ______________ Clause 7 mutual funds by management companies and trusts by trust managers who have been assigned by trustee shall have the obligations to prepare and disclose
), the issuer shall submit a supplemental report (81-1 Short-Form) to the SEC Office within a designated timeframe. This report must include the following information: - Major shareholders and their
Singapore and/or other affiliated companies as designated, effective from 8 May 2022. According to The Securities and Exchange Commission ("SEC")'s findings, Zipmex Thailand clients'
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities