acceptance of non-audit services that could be addressed through adequate consultations and proper documentation of judgments to demonstrate clearly that before providing such services, the firms had
หลักการ กำกับดูแลกิจการที่ดี สำหรับบรษัทจดทะเบียน ป 2560 Corporate Governance Code for listed companies 2017 ปกหนาสัน สารบัญ หน้า บทนา 1. วัตถุประสงค์ของหลักการกากับดูแลกิจการที่ดีฉบับนี้ (Corporate Governance Code: CG Code) 3 2. การกากับดูแลกิจการที่ดี คืออะไร 4 3. CG Code นี้ มีสาระสาคัญอย่างไร 5 3.1 หลักปฏิบัติ 8 ข้อหลัก 5 3.2 การปฏิบัติตาม CG Code 6 3.3 การอธิบาย เมื่อไม่ได้นาหลักปฏิบัติไปใช้ 7 4. CG Code นี้ ต่างจากหลักการกากับดูแลกิจการที่ดี สาหรับบริษัทจดทะเบียน ปี 2555 อย่างไร 7 5. การ...
mutual fund does not demonstrate that the SEC Office has certified the accuracy of the information in the prospectus or the price or return of the investment units offered for sale.” (2) A warning in case
securities company may complies with other guideline, if the securities company demonstrate to the Office that such other guideline is capable of efficiently preventing risk in information technology of the
complies with other guideline, if the securities company demonstrate to the Office that such other guideline is capable of efficiently preventing risk in information technology of the securities company with
hypothesis used as reference, demonstrate that such hypothesis is reasonable and identify any risk that may affect the estimated returns or the operating results. Information related to an estimate of returns
securities to the directors or employees for which the approved company has applied to the SEC Office for a waiver of the after-approval conditions, if the approved company is able to demonstrate that it meets
shall not be applied to any specific event falling within 1. to 6. which obtains an exemption from the Office, provided that the company is able to demonstrate that there are sufficient measures to ensure
) being able to demonstrate that such person is acknowledgeable and capable person in valuing the asset for widely used appraisal. In this regard, such person must have signed appraisal report as the
The SEC Office shall be empowered to grant a waiver for disclosure of information under this Notification, provided that the securities issuer can demonstrate to the SEC Office that [I] such information