in the first paragraph of Section 281/2 of the SEA. The Supreme Court sentenced the accused to 1-year imprisonment and pay a total fine of Baht 1,000,000 for violating Sections 281/2 paragraph 2 of the

") against Theeratchanon, Supaporn, and the above eight others, who were authorized to act for gas bottling plants, for the above misconducts. The prosecutor had charged the two accused and juristic persons

take further action in accordance with the law.   The criminal complaint inures that the accused is considered to be untrustworthy characteristics of the securities issuing companies and listed

, (5) Refusal Data • Online survey • 345 respondents • Age 20- 60 up • Education/Residence/Income/ Asset Fintech/ Digital Literacy Financial https://www.sec.or.th/TH/Documents/Seminars/seminar-010765-02

and amendments in October –November 2024, for which the majority of respondents expressed support. The SEC has issued 13 notifications concerning the amendments** with key points as follows: (1

collection of client information and KYC. Most respondents agreed with the SEC’s proposal. The SEC has therefore revised the regulations on requirements for business operators unable to maintain net capital

DSI for its consideration to take further legal action. The allegation shows that the accused are considered to be untrustworthy to perform duties as directors and executives of a securities issuing

SEC Office. (Reasons for seeking an exemption are required for the SEC Office's consideration). 4.5 Having not been accused of or subject to criminal proceeding, whether under Thai or foreign laws

/ executives of the SEC Office and other organizations/ respondents from questionnaires. Online job applications: Job applicants Expressing intention to participate in projects: Employees and executives of other

person; (5) not being accused or proceeded in the criminal case by the authorized agency under its law, or has a final judgment of offences in operating derivatives business without license or registration