clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of
has not been surpassed, provided that the prohibited characteristics involved with any of the following cases: (a) Performing duty dishonestly or dishonest, deceitful, or fraudulent act relating to
market: (a) engaging in any unfair trading of securities and derivatives; (b) undertaking dishonestly or causing damage to properties, creditors or the public; (c) intentionally making false statement or
duties. In this respect, the prohibited characteristics shall be relevant to one of the following aspects: (a) performing duty dishonestly or acting in the manner of dishonesty, deceit or fraud relating to
or perform such duties. In this respect, the prohibited characteristics shall be relevant to one of the following aspects: (a) performing duty dishonestly or acting in the manner of dishonesty, deceit
under Thai or foreign law in the following matters: 1. engaging in any unfair trading of securities or exploiting investors in trading securities or derivatives; 2. undertaking dishonestly or causing