countries on legal and regulatory arrangements, and their respective plans to consider adoption of ISSB Standards. The result of the survey shows encouraging steps by ACMF jurisdictions with existing
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
การสร้าง initiative roadmap สำหรับตลาดทุนมุ่งสู่เศรษฐกิจสีเขียว เช่น ESG disclosure standards the ASEAN taxonomy และ ASEAN ESG fund standards
the client. Her actions were therefore deemed as interfering with client's assets and failing to comply with professional standards of conduct. On {B} case, the SEC received a client's complaint stating
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
, Japan, Australia, and Hong Kong. In addition, the SEC also participates in Policy Committee on International Accounting, Auditing, and Disclosure Standards, the Policy Committee on Retail Investors, and
securities issued by a foreign company which complies with the following criteria: (1) an offer for sale of newly issued shares by a foreign company in accordance with either one of the following conditions: 3
accordance with the financial reporting standards in compliance with other criteria related to preparing financial statements under the Notification of the Capital Market Supervisory Board concerning Rules
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
the criteria prescribed by the Securities and Exchange Commission. SEC Act S.97 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 92/2025 Dated 26/06/2025