Bangkok, February 10, 2006 ? The SEC has put an investor contact in functioning as investment advisor on probation for providing investment advice on a website based on rumors and unverified news
were relaxed for TSR, for instance: (1) No requirements of having financial advisor in co-preparing the application for approval and registration statement for issuing and offering of TSR. (2
wealth advisor และเพิ่มเติมให้บุคลากรบางประเภท ต้องได้รับความเห็นชอบจาก ก.ล.ต. เพื่อให้สามารถกำกับดูแลได้อย่างมีประสิทธิภาพยิ่งขึ้น โดย ก.ล.ต. เปิดรับฟังความคิดเห็นจนถึงวันที่ 6 มีนาคม 2557ก.ล.ต. ได้เผย
ดังนี้ (1) Dr. Ernest Kan, Chief Advisor of Capital Markets China, Singapore Exchange (2) Krishnamra Wilasinee, Partner, Deloitte Thailand และมี Tay Hwee Ling, Disruptive Events Advisory Leader
limit, and scope of operation and benefit seeking, as well as a requirement on the filing of fund management scheme and prospectus which must be jointly prepared by a financial advisor to obtain SEC
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
Financial Advisor to comment on fairness of the acquisition value. The agreed price is based on the appraisal of Bangkok Property Appraisal Company Limited on 27 October 2017 and Chartered Valuation and
shall also be specified; (2) appointment of persons involved in the operation of the mutual fund, for example, the investment advisory committee, the financial advisor, the legal consultant, the appraiser
shareholders attending the meeting and entitled to vote, excluding shareholders with conflict of interest. Further, the Company shall appoint an independent financial consultant to render an opinion regarding