operational systems for this purpose, the revised regulations will come into force as from 16 February 2024. ______________________________Remarks: * Means (1) a securities firm licensed to undertake the
for rectifying the qualifications to be affiliated with an audit firm that meets the requirement of four auditors at a minimum, from 180 days to one year. The consultation paper is available at
://publish.sec.or.th/nrs/9697p.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and
is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets https
sheet https://www.sec.or.th/TH/Documents/LawsandRegulations/ResourceCenter/Business_Guide_Case_Studies_and... ResourceCenter-SuatainLinkedBond-05.pdf responsible investment strategies. The firm works with
https://dividend.sec.or.th/stat-report/OFFER_DEBT_SHORT_EN.xlsx QAQR-07.xlsx is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system
Sale Reports - FIRM : FRASERS PROPERTY INDUSTRIAL REIT MANAGEMENT (THAILAND) COMPANY LIMITED Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date
กิจกำรทุกขนำดสำมำรถระดมทุนได้ ใช้หลักเปิดเผยข้อมูล ไม่จ ำเป็นต้องมี FA ผู้สอบบัญชีสังกัด firm ที่ส ำนักงำน ตรวจคุณภำพระดมทุนได้ทั้งหุ้นและหุ้นกู้ ระดมทุนได้ทั้งหุ้นและหุ้นกู้แปลงสภำพ เครื่องมือและ
engagement; · Changes in the strategic focus or composition of the firm; · Existing conditions that https://www.sec.or.th/EN/Documents/Auditor/acceptance.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์