structured notes, except investment for the purpose of risk hedging; 5. There shall not be any classification of the investment units; 6 . The mutual fund shall not require an approval or waiver from the
reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund
capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument
capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument
and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to
Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of voting rights in a
incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion
these key responsible persons and key responsible persons in risk assessment process to ensure that changes or adjustments are communicated in timely manner. &1#&"Tahoma"&12&KC0C0C0SEC Classification
SEC Classification : ใชภ้ายใน (Internal) คูม่อืส ำหรบัประชำชน : การขอผอ่นผนัการด าเนนิการรบัสง่ขอ้มลูอเิล็กทรอนกิสโ์ดยใชบ้ญัชผีูใ้ชง้านระบบของผูใ้หบ้รกิา รพสิจูนแ์ละยนืยนัตวัตน หรอืบญัชผีูใ้ชง้านระบบ
/Documents/SECWorkingPapersForum/swf-13092566.pdf PowerPoint Presentation PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1©Copyright รวมลงิกค์ูม่อืการสมคัร Digital ID และการพสิจูน ์ยนืยนัตวัต