16/09/2000 8. Report/Form (Notification of Securities and Exchange Commission) Form 92-3 Certified Letter of Executive Profile (regarding an approval of branch office) 9. Circular 25/2549 30/06
the form of outsourcing or partnership. In this regard, the partnership-based business operation guidelines must be improved from the SEC circular in this matter. SEC has therefore proposed issuance of
รวมถึงเรื่องเศรษฐกิจหมุนเวียน (Circular Economy) เมื่อวันที่ 12 ตุลาคม 2563 ณ สำนักงาน ก.ล.ต.บุคคลในภาพนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงาน ก.ล.ต.บุคคลในภาพนายวันชัย พนมชัย เลขาธิการ สำนักงาน
updating its technological systems to ensure that it can cope with possibility of a significant surge in transaction volume. Nonetheless, commercial banks are likely to be exposed to technological failure
disclose the information memorandum on entering into such transaction to the Stock Exchange of Thailand (the “SET”) and to send a circular letter to the shareholders of the Company within 21 days from the
implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today
with the Stock Exchange of Thailand (SET) to expedite the IPO approval process. In addition, the SEC today sent circular letters to all financial advisers requiring them to rigorously perform their due
Instrument which does not comply with the New Guideline as of date. 13. Circular 25/2548 06/07/2005 06/07/2005 14. Circular 1/2555 19/01/2012 15. Circular 28/2552 30/09/2009 16. Circular
a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for the year 2023 and the
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital