new directors on 8 March 2019, causing the IFEC Board to fully comprise 8 directors,and the resolution appointing Chairman and Chief Executive Officer by the Board of Directors Meeting No. 1/2562
with the SEC, thus causing it to be an unapproved share offering.NEWS private placement without the SEC approval was in violation of Section 33 and liable to the penalties under Section 268 of the
securities investment exceeding the approved amount was also detected by the auditor causing the auditor unable to verify the correctness and completeness of the investment transaction. The SEC, therefore, has
. Earlier, the SEC notified SINGHA to rectify its 2010 financial statements (submitted to the SEC on February 27, 2012) due to limitation of audit scope by the company?s management causing the auditor to
. (Thailand) Ltd. for disseminating information, which had not been reported to the Stock Exchange of Thailand, causing the public to understand that the price of TPIPL stocks would increase, as well as (3
clients' assets. In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the
investment plan in significant portion of common shares issued by Sammakorn Plc. (SAMCO). The transaction would turn the fate of {X1} Company amidst a crisis causing cease of its core business operation at
Bangkok, March 11, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against four persons for jointly falsifying documents causing Professional Waste
PLC (SALEE). With the referral from the Stock Exchange of Thailand on irregular trading of SALEE shares as a result of a group of persons? trading causing the changes of SALEE share price and trading
high trading volume. They also traded RS shares on a continual basis, causing the share price to be inconsistent with the normal market condition to induce the public to trade RS shares. The acts of