person in the purchase, sale or exchange of digital assets to other person in the normal course of business, in consideration of a commission, fee or other remuneration, excluding the brokers or agents in
with the exchange. Also, the proposed amendment will enable demutualization of the SET in order to unlock control and governance dominated by brokers and induce pressure to reduce costs and increase
Derivatived Act B.E 2546 33 03/07/2003 06/01/2004 2. Notification of Capital Market Supervisory Board TorThor. 84/2552 Custody of Assets of Clients by Licensed Derivatives Brokers (Codefied) 03/08/2009
brokers? trading rooms, for instance, on August 11, 2004, rumors on (a) the Financial Institutions Development Fund (FIDF) sold their Krung Thai Bank PLC (KTB)?s shares, and (b) the Bank of Thailand (BOT
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
account the public comments gathered from the previous hearing whereby the calculation of the fees on Thai government bond dealing activities would be revised to reduce the burden on bond dealers and
(SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was at 4.7%, at same level as in 2017, ranking 7th from total 38 brokers. For products and services during 1Q18, the Bank
market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was at 4.7%, at same level as in 2017, ranking 7th from total 38 brokers. For products and services during 1Q18
brokers. The Investment Banking business generated total revenue of Baht 822 million while fee from Asset Management business totaled Baht 801 million. Meanwhile, the Investment business recorded revenue