stimulated the share's movements, and arranging low-price matching for the trading activities within their own group. Such transactions misled other investors into believing that TAPAC shares were traded

such share in such a manner that stimulated the share's movements, and arranging low-price matching for the trading activities within their own group. Such transactions misled other investors into

pay there own costs and expenses.25/02/2019 The Civil Court delivered a judgement ordering the defendant to pay a sum of 333,333.33 Baht to the plaintiff to be collected as public revenue and

utilizing the inside information for selling IFEC shares on 4 November 2016, totaling 10,153,186 shares, through his own trading account. 22/12/2020 The Appeal Court has rendered a judgement opposing the

material to the change of price or the value of the share. Subsequently, Mrs. Malatee purchased LPN’s shares through her own securities trading account between 13 - 18 May 2020 in a manner inconsistent with

available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange. Additionally, 1000X has

(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...

shall be paid within ten days as from the date the SEC Office notifies the result of preliminary consideration that applicant possesses qualification and does not possess prohibited characteristics: (1

of Prohibited Characteristics _______________ (Translation) -3- Part 1 Prohibited Characteristics _______________ Clause 3 Personnel in capital market industry shall not possess any prohibited https

Commission which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the derivatives fund manager