qualifications: (a) being a life insurance agent who works for the company or its subsidiary only (acting as an exclusive agent); and 3 Amended by the Notification of the Capital Market Supervisory Board No. Tor
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Rules for Being Settlor and Trustee of Real Estate Investment Trust
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose
number of the attending practitioner members and none of the members shall have any relationship to or any interest in the cases being adjudicated. Mr. Nontaphon Nimsomboon Positions: • Expert Member of
on an ongoing basis. 1.4 Gains and returns on financial instruments The Company’s gains and returns on financial instruments in 2019 was Baht 1,706 million, similar to the previous year which were Baht
project financing requests that could have adverse impacts on the environment and society. Business units are responsible for continuous and active management of all relevant risk exposure to be in line