digits for the NAV, offering and redemption prices of the investment units. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules
/AUM of the mutual fund management company, and that of the industry. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription
dividend payment. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules Calculation and announcement of net
method and with sufficient details of the practice and the course of actions in exercising of voting rights. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of
investment units. (7) The time in changing underlying funds which may take the mutual fund management company for more than 60 days. Authority of the SEC Fund managers Mutual fund performance measurement
) Re: Criteria for Approval of the Appointment of Directors, Managers, Persons with Managing Authority or Financial Advisors, both of which came into effect June 23, 2018. Salient points of the
exchange service under law of such jurisdiction and is under supervision of authority or agency having duty to supervise derivatives; (5) “foreign derivatives business operator” means juristic person
system of quality management (SOQM)? If yes, Does the firm leadership provide the designated partner with the required authority and resources and take responsibility for the adequacy of firm’s response
the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time