(Translation) -1- Readers should be aware that only the original Thai text has legal
TRANSLATED VERSION As of November 21, 2012 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
disclose its level of I Code compliance for each Principle on a “Comply or Explain" basis. For each Principle not applied by the Institutional Investor, whether because of its business profile (including
TRANSLATED VERSION codified up to No.3 as of November 24, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
out a comply or explain approach to adhering to any policy on high-impact activities. Establish a formal investment policy on fossil fuels and other high-impact sectors and activities including
) Certificate of Juristic Person Registration or Incorporation Document Original: 0 copy Photocopy: 1 copy Remark: (1) Sign to certify on every page by the leader of the audit firm and authorized signatory of the
that only the original Thai text has legal force and that this English trans submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and
https://publish.sec.or.th/nrs/4003pe.doc Readers should be aware that only the original Thai text has legal force and that this English trans Services Related to Mutual Fund and Private Fund Management