clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk, by at least conducting the following tests: (1) a daily stress test
for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess
activity, not an entity or a project. In order to assess the eligibility of the activity under the Thailand Taxonomy, one must first dissect an entity or a project into separate activities that generate
SECURITIES COMPANY LIMITED 801, SUKHUMVIT ROAD, KHLONG TAN NUEA, WATTHANA, Bangkok 10110 Tel. 0-2098-9999 Fax. 0-2098-9998 35. THANACHART SECURITIES PUBLIC COMPANY LIMITED 444 MBK TOWER, 18TH-19TH FLOOR
ec ti on A ct iv it ie s Re po rt 1 J an ua ry 2 01 3 - 31 D ec em be r 20 13 comparison was not carried out. Audit procedures were not performed to assess the reasonableness and reliability of the
LIMITED 801, SUKHUMVIT ROAD, KHLONG TAN NUEA, WATTHANA, Bangkok 10110 Tel. 0-2098-9999 Fax. 0-2098-9998 SIAM WEALTH SECURITIES COMPANY LIMITED 10/39 KHLONG TOEI NUEA, WATTHANA, Bangkok 10110 Tel. 024306543
2,176,226,055.70 1,062,318,346.76 1,367,270,011.49 6. Calculation of Transaction Size According to Calculation by Investment Proportion The objective is to assess the impact of the transaction on the financial
approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or may arisen from conducting business to be
) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or
the purpose and mission of the company; (2) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess