appointed by a private fund management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund
approval for subsidiary to enter in an agreement to purchase land with structure 24/03/2021 21:07 Inform the BOD Resolution No.3/2021 on Disposal of All Shares in Thai Flexible Pack Company Limited and Cease
Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020. Investors are
as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong and Thai funds.In addition, the two regulators have agreed to expedite the approval process of a local feeder
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
) Public Offering (PO) Approval Qualifications and approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the
, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured
Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the
of Directors’ Meeting No. 3/2018 of General Engineering Public Company Limited (“the Company”) held on date 24th April 2018 had the resolution of approval to delegate of authority to executive
Microsoft Word - Helium - ELCID Price Reduction -(EN) (WCP 8 March 2019) - clean_revised 1 (Translation) No. 10000000/055/62 11 March 2019 Subject: Grant of approval for merger and amendment to the