the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory
Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market
_______________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 67, Section 69 and Section 70 of
, Vol. 122, Special Section 29Ngor, dated 4 April 2005. As amended by the Notification of the Securities and Exchange Commission No. KorKhor. 20/2548 Re: Rules, Conditions and Procedures for Investment
By virtue of Section 126 (1) of the Securities and Exchange Act B.E. 2535 (1992) and Section 139 (5) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act
of Section 126 (1) of the Securities and Exchange Act B.E. 2535 (1992) and Section 139 (5) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 2) B.E
. Clause 21. A securities company shall clearly determine the method and procedure for amending the trading transaction of the client in writing. Moreover, securities company shall monitor the amended
funds; 1 As amended by the Notification of the Securities and Exchange Commission No. Kor Khor. 40/2547 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not
) the Government Pension Fund; (11) provident funds; 1 As amended by the Notification of the Securities and Exchange Commission No. Kor Khor. 40/2547 Re: Rules, Conditions and Procedures for Securities
Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , and Section 100, Section 109 and Section 117 of the Securities and