especially a violation of the SEC?s Rules and Regulations governing the conducts of investor contacts. In the case of Surat, his misconduct was deemed to be an unfair advantage-taking from the investor

evening.His action was deemed using inside information to take advantage of the others in contravention of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and thus liable to the penalty

the case and found that from April 7 to 21, 2010, Swake had, via other persons? securities accounts, purchased 5,000,000 PLE shares in the manner that taking advantage of the others by using PLE

., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and

analyzing companies individually to identify the better investment alternative—can use engagement to their benefit, both before and after investing. Understanding ESG business drivers at a company helps

Capital Advantage Company Limited as the independent financial advisor to give opinion on the transaction for consideration by shareholders. The details on the increase of investment cost in Carnival Magic

appointed Capital Advantage Company Limited as the independent financial advisor to give opinion on the transaction for consideration by shareholders. The details on the increase of investment cost in

. The SEC hopes that the information offered in our booth will benefit the visitors and be practical for their investment planning, said Waratchya.

payment and capital refund to the unitholders; 2. the fees or expenses to be charged to the unitholders; 3. other differentiation that is practical and regardful of the benefit of all unitholders including

Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of