of fund management business shall be prescribed in writing and the person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of
assigned by the director or executive committee or the chief executive officer, to be an authorize person to determine the terms and conditions and other details as necessary for and in connection with the
and authorize the director or executive committee or the chief executive officer or other person assigned by the director or executive committee or the chief executive officer, to be an authorize person
of Shareholders No. 1/2018 to consider and authorize the director or executive committee or the chief executive officer or other person assigned by the director or executive committee or the chief
related to the applicant, and can demonstrate that such person will be able to perform the assigned matter until the maturity date; (3) there is no reasonable ground to suspect that the regulator of the
assigned matter until the maturity date (11) there is no reasonable ground to suspect that the regulator of the capital market of the country wherein the foreign entity is established is unable to provide an
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
accordance with policies assigned by the SEC Board with the Secretary-General as the highest chief executive. 1.1 SEC Board The SEC Board structure as stipulated in the Securities and Exchange Act consists of
documented for the assigned ratings, especially when the evaluations were exceedingly positive or negative and when adjustments were made to the final evaluations. To build a strong internal culture that
Company Limited Management Discussion and Analysis for the year ended 31 December 2018 Page 4/21 Credit Rating LH Financial Group Public Company Limited is assigned the company rating at “BBB+“ with