concerning relevant parties and personnel in charge of communications. Clause 5 Intermediaries shall update information relating to the personnel in charge of operations under Clause 4(2) and the relevant
service provider terminates contract or the service provider can no longer provide service for derivatives broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update
update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and
broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives
longer provide service for securities company . Clause 8. Securities company shall require service provider to keep, complete and update documents and evidence of service provider. Such keeping shall be
terminates contract or the service provider can no longer provide service for securities company . Clause 8. Securities company shall require service provider to keep, complete and update documents and
shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the personnel in charge of operations under Clause 6(2) and of the
modification to the business continuity plan, the securities company shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the