https://publish.sec.or.th/nrs/3866pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking
. KorThor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker dated 22 December 2004, The Office of the Securities and Exchange Commission hereby issues the following
Notification of the Securities and Exchange Commission No. KorThor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker dated 22 December 2004, The Office of the Securities and
the securities company may reduce the expenditure for undertaking its business by using back office service from service provider and due to the criteria for undertaking securities business of
reduce the expenditure for undertaking its business by using back office service from service provider and due to the criteria for undertaking securities business of securities company has prescribed
undertaking derivatives business. Clause 2. This Notification shall come into force as from 1 December 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange
business in the category of derivative broker which is limited to only debt securities under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives
under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives business. Clause 2. This Notification shall come into force as from 1 December 2008