small units such as individual houses or condominium units.4. Asset appraisal must be made by an asset appraiser determined by SEC.In addition, SEC has improved the flexibility for a smart contract

SEC Secretary-General Ruenvadee Suwanmongkol said: “Doing good deeds for motherland can start small with any basic thing within one’s organization. The SEC, for example, introduces Vibhavadi Zero

SEC Secretary-General Ruenvadee Suwanmongkol said that supporting small and medium-sized enterprises (SMEs) to access financial instruments in the capital market is one of the factors that readies

less than 3 consecutive years; and SEC allows the auditors in a small audit firm to perform duties for more than 7 cumulative years but no more than 9 cumulative years. As the grace period is

operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs

Bangkok, October 25, 2012 ? The SEC is urging small-and medium-sized enterprises (SME) to participate in the SME Bond Project to optimize the benefits of bond as an alternative, cost-effective

(AMR). These actions included placing buy or sell orders designed to artificially inflate prices, submitting bids that hindered others from making their own buy orders, placing small-volume buy orders to

ประธานกรรมการ สภาธุรกิจตลาดทุนไทย เพื่อหารือนโยบายและแนวทางในการขับเคลื่อนตลาดทุนไทยร่วมกัน ได้แก่ การส่งเสริมการลงทุนในกองทุนรวมไทยเพื่อความยั่งยืน (Thai ESG), การส่งเสริมการนำ Free Float Adjusted Index

Thai ESG funds, encouraging the adoption of Free Float Adjusted Index, and preparing measures to address the issue of mule accounts related to the capital market and investor scams. Additionally, the

received the full 100 points, the same as last year. The SEC has committed a plan to ensure good governance, transparency, and corruption-free operation, and to enhance the efficiency of operations and