records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send
complaints, please call SEC Help Center Hotline at 1207 or send an email to complain@sec.or.th.___________________________
business operators at www.sec.or.th and via SEC Check First application. For inquiries or tips for further investigation, please call the SEC Help Center 24-hour Hotline at 1207 or send an email to complain
may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of
the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders
not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
. Stakeholders and interested parties are welcome to give comments and suggestions via the website or send an email to cholatip@sec.or.th or supavade@sec.or.th. The public hearing ends on 12 April 2021
forthwith, which at least contains such information memorandum according to List (1) attached to the Notifications on Acquisition of Disposal of Assets, and send notice to the shareholders within 21 days from
registered capital from the existing registered capital of Baht 2,896,834,342 to Baht 2,348,135,754 by cancelling 548,698,588 shares at a par value of Baht 1.00 per share. As such shares are the remaining
November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid