auditors in their efforts to progress towards the higher audit quality. Also, the SEC has encouraged the audit firms to publish their transparency reports with the information on the firm’s structure
firm’s quality control system. The average quality control system inspection scoring results out of 28 audit firms shows the outstanding progress compared with the scoring results of 1 cycle (2010 – 2012
progress of sustainable development, moreover, the Thai capital market obtained the highest corporate governance score among ASEAN countries with outstanding progress on the promotion of corporate social
the PRI in supporting the Thai capital market’s role in driving progress towards the UN Sustainable Development Goals (SDGs). It also brought to the fore investment management business operators
continual progress in elevating standards of corporate governance and codes of conduct of both market participants and supervisory agencies to raise confidence in, and recognition of, the Thai capital market
disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC Regulation concerning Filing, Considering and Making a Decision on the Appeal of the
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly