Selling of Securities in Foreign Country by Securities Company Without Having Possession

Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies

Filing of the Registration Statement for Securities Offering

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Determining Additionally Referred Underlying of a Derivatives in Type of Goods and Variables

Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund