business operation. Meanwhile, Senior Management ensures that policies, processes and systems for controlling, monitoring and reporting risks and capital are in place whereas segregation of duties and
adaptation (including efforts to make infrastructure more resilient to impacts of climate change, as well as information support systems, such as climate observation and early warning systems); • Circular
Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and the transparency of such activities and
liberty under this Emergency Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and the transparency
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
operation. Meanwhile, KBank ensures that policies, processes and systems for controlling, monitoring and reporting risks, capital and liquidity are in place whereas segregation of duties and reporting lines
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
(SEC) is closely monitoring relevant development and, for the time being, has no plan to allow spot bitcoin ETFs in Thailand. The SEC takes note of potential benefits of spot bitcoin ETFs as approved in
ของ Commission de Surveillance du Secteur Financier (CSSF) ซึ่งเป็นสมาชกิ สามญัของ International Organizations of Securities Commission (IOSCO) 100 B-USALPHA ทัง้น้ี บรษิัทจดัการจะส่งคําสัง่ซื้อขายหน่วย
Surveillance Workshop ร่วมกับ Securities Commission ของประเทศมาเลเซีย และ ACRA เพื่อแลกเปลี่ยนข้อมูล ความรู้ และประสบการณ์จากการตรวจทานงบการเงิน ในเดือนกุมภาพันธ์ มิถุนายน และ ตุลาคม 2556 ก.ล.ต. ได้เข้าร่วม