. She expressed gratitude to Mr. Richard McGillivray, Senior Director of Product Advocacy and Education for Asia Pacific at CFA Institute, for his valuable contributions. Mr. McGillivray led
instructed the special case inquiry official to conduct further investigation.On 24 January 2024, the SEC, led by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, and Ms. Pattanaporn Tripipat
the meeting did not meet the quorum requirement, which led to the inability to open the meeting, and as a result, the meeting had to be postponed. EA has therefore scheduled another bondholders
The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in
companies who intend to manage SRI Funds and, hence allow more funding to be allocated to public and private sector-led projects underway to promote sustainable development, reduce carbon emissions, or
SEC Secretary-General Pornanong Budsaratragoon, together with the SEC executive team, held the meeting with ThaiBMA led by Director Yodrudee Santatikul, President Dr. Somjin Sornpaisarm, and the
Thailand (SET). The first hearing conducted earlier in the month of June attracted various, useful comments from organizations and stakeholders, which has led to revision to certain provisions in the key
SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors. This led to the
Exchange Act B.E. 2535 (1992) (SEA). The findings previously led to the sanctions imposed on ING Funds, Maris and Burim. In this connection, the SEC further probed into the case and found that from January 5
to inform such material information led to the Revenue Department?s demand for refund of the tax deduction money plus a fine imposed on the client. {A}, however, has already compensated for the