Fund Management) Circular Letter No. SEC (Wor) 24/2552 Re: Clarification for Understanding of Private Fund Management Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
enhance the knowledge and understanding of the law and regulation of the public. Interested parties are welcome to call Help Center at 1207 (press 4) for appointment with SEC officials at no cost. SEC
development of the financial reporting ecosystem; it is our belief that for the financial reporting to be reliable, the stakeholders in the ecosystem should be aware, and have a good understanding, of their
aware of the necessity and the importance of compliance inspection including the understanding of the policy and the guideline; (2) Authorises the head of operational and business unit to monitor and
inspection as follows: (1) Communicate with the related personnel to be aware of the necessity and the importance of compliance inspection including the understanding of the policy and the guideline; (2
between SRT and GCT, the Company will hold shares in a new company resulted from the amalgamation (the “New Company”) at 20 percent of the total sold shares of the New Company, which represents the same
unit investment; (7) Information on probable holding of investment units in excess of the unit holding limit, indicating the number of persons or group of persons who might hold units in excess of such
PETValue Philippines Corporation (the “JV”), whereby IVPPC will hold 70% equity stake of the new joint venture and Coca-Cola Philippines will hold the remaining 30%. The JV will set up a Greenfield
mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest