information was disclosed to the public through the SET Information Transmission System on 30 May 2016. The SEC investigation also revealed that (7) Mr. Anurag Baheti, Senior Manager of PTL Finance and
Bangkok, December 1, 2014 ? The SEC revealed its 2015 strategic plan focusing on six key developments with the aim of enhancing the integrity and resiliency of Thai capital market, promoting the Thai
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – March 2017, the nine individuals
DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22
month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core work systems of AEC, especially the Know-Your-Customer/Customer Due Diligence: KYC
of risk from carrying successive losses of overall performance of Power Plant business caused by less productive machinery along with cutting down provision of financial support for Power Plant
by adding the more productive machines to the production process in order to reduce the cost of labor the compensate the other additional costs instead. In this regard, the cost of sales and
transaction and required to be approved by the Board of Directors and revealed to the Stock Exchange of Thailand. 7. Interested Director The Company’s director; namely Mr. Visith Leelasithorn and Mr. Nipon
. Yadapat Chinkrajangkit. The SEC investigation of the evidence has revealed that during September 2014 ? August 2016 the aforesaid persons jointly acted or conspired with or allowed or rendered assistance
following procedures: (1) In case of property fund, such information shall be revealed in annual report of fiscal year; (2) In case of mutual fund other than as specified in (1), such information shall be