business in the category of derivative broker which is limited to only debt securities under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives
under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives business. Clause 2. This Notification shall come into force as from 1 December 2008
Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities and Exchange Act B.E. 2535 (1992) as amended
. ----------------------------- Notification of the Office of the Securities and Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities
Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon
เงินในรูปของการออกหุ้นบุริมสิทธิจำนวน 7,783 ล้านบาท และเงินกู้ยืมจำนวน 658 ล้านบาท ต่อมา PACE ได้เปิดเผยข้อมูลในงบการเงินงวดไตรมาส 2 ปี 2560 ว่า PACE ได้ทำข้อตกลง Consent Conditions Undertaking? (CCU
their business, (2) ensure their business continuity, and (3) better address operational risk.Essentially, the draft amendments would allow intermediaries undertaking asset management business and
offenses against the Securities Law such as fraud, unauthorized fundraising or unlicensed securities business undertaking, remain subject to criminal proceedings by means of criminal complaint filing with
-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
fintech expo and found a number of business operators who may be liable to undertaking securities business, derivatives business or digital asset business without license. Additional evidence was collected