ธนาคารกสิกรไทยและตรวจสอบเพิ่มเติมพบว่า {ก} เสนอขายกองทุนรวมที่ไม่เหมาะสมกับข้อมูลผู้ลงทุน (customer profile) โดยแนะนำให้ลูกค้าสูงอายุที่ไม่เคยลงทุนในกองทุนมาก่อนและไม่สามารถรับการขาดทุนเงินต้นได้ นำเงิน
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the
protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the
customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise net capital
strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions
) Profile Data, which include customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
/6121pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate
%B4%E0%B8%99%E0%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market