this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of
Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 3. Notification of Capital Market Supervisory Board TorThor. 23/2553 Rules for Undertaking Derivatives Business for Licensed
Derivatived Act B.E 2546 33 03/07/2003 06/01/2004 2. Notification of Capital Market Supervisory Board  TorThor. 84/2552 Custody of Assets of Clients by Licensed Derivatives Brokers (Codefied) 03/08/2009
Krungthai-axa life insurance Public Company Limited Krungthai-axa life insurance Public Company Limited (?Krungthai-axa?), a company licensed Securities Brokerage : Investment Units, failed to comply
Krungthai-axa life insurance Public Company Limited Krungthai-axa life insurance Public Company Limited (?Krungthai-axa?), a company licensed Securities Brokerage : Investment Units, failed to comply
Krungthai-axa life insurance Public Company Limited Krungthai-axa life insurance Public Company Limited (?Krungthai-axa?), a company licensed Securities Brokerage : Investment Units, failed to comply
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companies licensed to undertake the said businesses. In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing
Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant