The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional
draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions in the
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for
Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and
SHARE : Public hearing on revision to financial statements reporting forms Friday 4 December 2015 | No. 132 / 2015 Bangkok, December 4, 2015 ? The SEC is seeking public comments on a draft revision to the
shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act
and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the
statement and the draft prospectus to Shareholders' Meeting. SEC Act S.35 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 59/2023 Dated 21/06/2023
). 2 Clause 3 An offer for sale of securities which is not exempted from filing the registration statement and draft prospectus with the SEC Office under the Notification of the Securities and Exchange