therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.
Supervisory Board No. Tor Jor. 15/2563 Re: Application for Approval and Granting of Approval for Offer for Sale of Newly Issued Shares (No. 8) By virtue of Section 16/6 of the Securities and Exchange Act B.E
Item 1: consideration for approval of an extension of the bond maturity dates for a period of two years; Agenda Item 2: consideration for approval of partial repayment of the principals of the bonds
Securities Sheft Approval Investor Alert Securities Reference Info Listed Company Last updated on 12 August 2024
Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC
Lederer (Thailand) Company Limited Lederer (Thailand) Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office
Marnfah Group Company Limited Marnfah Group Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S
obtained an approval from the SEC Office. SEC Act S.33 Settlement Committee Meeting No. 1/2021 Settlement Committee Order No. 1/2021 Dated 17/03/2021