companies engage in significant transactions. The SEC and the Investment Banking Club have been working together continuously on these matters. “We wish to express our appreciation for all members of the
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
, Business and Human Rights Analyst, UNDP Asia-Pacific เป็นผู้ดำเนินรายการ และมีผู้ร่วมเสวนา ดังนี้ 1. Ms. Lara Wolters, Member of the European Parliament2. Ms. Anita Ramasastry, Member of the UN Working Group
?Preparing for Happy Retirement? to urge those at working and near retirement ages to realize importance on preparation for financial as well as mental and physical health prior to beginning of the new stage
companies will be able to perform their duties accurately and thoroughly in accordance with laws and regulations. Over the years, the SEC and the TLCA has been working together to enhance the duty
public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the mission for well-being of the public. Our Roles How We Regulate SEC Working Principles
Thailand Mr. Nikorn Nikornphan, a member of Sustainable Banking Working Group, the Thai Bankers’ Association 10:25 – 10:45 Purpose and practice: How financial businesses and institutional investors have
businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements on registered capital, staff and management and working systems.? Suchada
SEC organized ?3rd SEC Working Papers Forum?, jointly with the Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University presented three research papers on ?Listed