documents, as well as the securities clearing house or central securities depository’s opinion. Clause 39 When facts and circumstances have changed, the Capital Market Supervisory Board may instruct the
. Trend Information 1. Indicate the facts and circumstances surrounding known material trends and uncertainties. 2. Indicate the potential impact of currently known trends, events and uncertainties that are
the anticipated sources of funds needed to fulfill such commitments. C. Trend Information 1. Indicate the facts and circumstances surrounding known material trends and uncertainties. 2. Indicate the
1 Synergistic effects of CSR practices on firm value: Evidence from Asia Pacific emerging markets Boonlert Jitmaneeroj School of Business, University of the Thai Chamber of Commerce Abstract Corporate social responsibility (CSR) has several attributes that are inherently unobservable or measured with errors. This study proposes an alternative methodology to account for measurement errors in CSR proxies. In this spirit, this study considers CSR to be a latent variable measured by environmental (E...
added Civil Sanction measures to the Securities and Exchange Act, and added more provisions on presumptive facts to reduce the burden of proof for certain offenses to expedite the law enforcement process
) ตั้งแต่ broadly implemented10 ข้ึนไป (ดูขอ้มูลไดท่ี้ www.imf.org/external/np/exr/facts/fsap.htm) หรือ (ข) ประเทศท่ีกองทุนไปลงทุนไม่มีคุณสมบติัตาม (ก) แต่ บลจ. สามารถแสดงใหส้ านกังานเห็นวา่ กองทุนรวมต่างประ
cases where there is any change of facts and circumstances, the SEC shall have the power to order the derivatives exchange to issue additional rules, or revoke or amend the existing rules, and shall also
cases where there is any change of facts and circumstances, the SEC shall have the power to order the derivatives exchange to issue additional rules, or revoke or amend the existing rules, and shall also
either of the following facts: (a) the mutual fund management company reasonably suspects that such investor is involved in any of the following acts: 1. an act which is an offense based on or an offense
Annual Report 2003 A N N U A L R E P O R T 2 0 0 3 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2003 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND 10th and 13th-16th Fl. Diethelm Towers B, 93/1 Wireless Road, Lump...